The Investment Banking Group identifies, advises and finances growth stage micro-cap and small-cap companies across multiple sectors and regions. We implement deal structures catered to meet the needs of the client and structure transactions that are beneficial to both issuers and investors. We help create long-term shareholder value and implement deal structures that allow clients to quickly graduate to a higher exchange (e.g. NYSE AMERICAN, NYSE, NASDAQ). It is our goal to help ensure the company remains in good public standing and the company's stock has an active and liquid trading market allowing them to grow to the next phase in their development.
Our goal is to grow with each client and assist them every step of the way with the goal of developing a long-term relationship. Our investment bankers come from diverse backgrounds bringing with them valuable experience, advisory skills and industry knowledge.
Our services and areas of expertise include:
Develop strategies based on the client's goals and challenges
Initial Public Offerings (IPOs)
Structure and place private investments in public equity (PIPEs)
Registered Direct Offerings
Arrange debt financings, including mezzanine debt and receivables financing
Arrange and negotiate private equity financing
Mergers and acquisitions advisory
General corporate consulting services
Corporate governance & compliance advisory services
Corporate structuring and general corporate advisory
SEC Regulatory and FASB Emerging Task Force issues and implications advisory
SEC reporting and other disclosure requirements